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Are You Anxious or Sad? If So, Probably Both

Riki's picture

Between the top two most common mental illnesses in the US are anxiety and mood disorders, which includes depression. Often a depressed person will suffer from anxiety, but more often still an anxious person suffers from depression. However, anxiety and depression, while intricately entwined, are not one and the same. This paper aims to explore each and the relationship between the two mental disorders.

Depression is not merely a case of the blues. It is natural to feel sad sometimes. Problems arise when these sad feelings persist for weeks. Telltale signs of depression are lack of or excessive sleep, weight gain or loss, fatigue, physical pain, difficulty concentrating, decreased interest in things once found pleasurable, agitation, and suicidal idealizations. These symptoms must endure for at least two weeks for a diagnosis of clinical depression (1). There are different types of depression. Neurotic depression is characterized by anxious behavior and is generally a reaction to environmental conditions. Psychotic depression is shown by hallucinations and delusions (2). It can be difficult to tell the difference between clinical depression and a depressed mood, and even more difficult to draw the line to determine where one becomes the other.

The genetic origins of depression are still unknown. Representatives from the National Institute of Mental Health said, “We have not identified the genetic and neurobiological mechanisms underlying depression and mania, nor do we understand the mechanisms by which nongenetic factors influence these disorders” (1). No single gene can code for a mental state. Nearly all behavior is influenced but not determined by genes. Genes only code for macromolecules, not behaviors of the mind. However, this is not to say that genes do not play a role in depression. Females are twice as likely to become depressed as males – a difference thought to be genetic.

Researchers theorize that mental illness can arise from varying concentrations of neurotransmitters in the brain and their activity. One hypothesis for the cause of depression is excessive or deficient levels of noradrenaline and serotonin. It is thought that people with depression have low activity in the noradrenergic system, so they do not produce adequate amounts of noradrenaline. This neurotransmitter is related to serotonin, which is also believed to be related to depression in low levels. Serotonin regulates moods and is associated with impulse control. Those with high levels of serotonin are “confident, optimistic, relaxed, and neither aggressive nor impulsive,” while those with low levels of serotonin are “aggressive, competitive, and more impulsive, but may also be fearful and inhibited” (3).
Other symptoms are a result of hypothalamus functional imbalances. The hypothalamus is responsible for hunger, so when it malfunctions, one loses one’s appetite, which is why depressed people experience weight loss (3). Another area of the brain involved with depression is the hypothalamic-anterior pituitary-adrenocortical axis. Those who are depressed have a hypersecretion of cortisol (4). Cortisol is a hormone that is released in response to stress, so it makes sense that a depressed person would have high levels of cortisol in their system because they are likely to be very stressed.

Dopamine is another neurotransmitter thought to affect depression. It is responsible for regulating mental processes and can affect personality traits. People with high levels of dopamine partake in risky behavior, are impulsive, and change interests often, while those with low levels of dopamine are more stable but also have trouble taking pleasure in life. One of dopamine’s roles is to provide the body with pleasure (3). If depression is thought to be a result of chemical imbalances in the brain, then why hasn’t depression been cured?

The idea that neurotransmitters play a key role in depression was created along with antidepressant medications, and because these medications can sometimes be helpful, this idea is still being held as true even though there is no conclusive evidence to prove it. Antidepressants are obviously used to treat depression, but they can also be used to treat other illnesses (1). There seems to be a sort of hit or miss game that doctors must play with patients when prescribing antidepressants because no one really knows how they work or why they work. According to a study by Paykel, “Thirty to forty percent of patients will fail to respond to an adequate trial of an antidepressant, and an additional problem is partial response” (4).

The most commonly prescribed antidepressants are SSRIs, or selective serotonin reuptake inhibitors, such as fluoxetine or sertraline. These medications increase serotonin levels by inhibiting serotonin from being reabsorbed by certain neurons, leaving more of it available outside of the nerve cells. Unfortunately it generally takes 4-6 weeks for the patient to feel the effects, so if the patient does not respond to the medication, then it will take another 4-6 weeks to figure out if he or she will respond to a different medication. Meanwhile, the patient is suffering and may even feel more hopeless after a failed antidepressant attempt. Moreover, there is no immediate medical relief from depression.

Those with mild cases of depression might benefit from antidepressants alone, but for those with severe or chronic depression, it is best to couple medication with psychotherapy. In these severe cases, doctors may prescribe more than one antidepressant, generally a cocktail of antipsychotics and antidepressants. Only 66% of patients will have an immediate response to the medications, while 15% will fail to respond and therefore will not improve, possibly causing chronic depression. Of the 66%, one third will relapse during their attempted recovery. 75% of those who recover will suffer another episode within five years (1, 4). It is no wonder therapy is highly suggested to supplement antidepressant medications. These response rates are not promising, hinting that it must be much more complicated than abnormal neurotransmitter levels as the cause of depression.

Depression cannot be attributed simply to genetics or chemical imbalances. Environmental factors must also be taken into account. Depression following the death of a loved one or other stressful life events is not uncommon. For children, a non-supportive environment can lead to low self-esteem, self-depreciation, and self-criticism, which are grounds for depression. Also, depression in children can develop from a stressful home environment, such as parents going through a divorce, or physical, sexual, or emotional abuse (4). Children with depression will suffer disruptions in their development and have dysfunctional relationships with those around them.

Adults may develop depression due to behaviors and thought patterns reminiscent of childhood abuse. Sufferers of depression are “characterized by their interpretation of external events not in general, but in personal terms that are often unfavourable to themselves. This means that their analysis of incoming information, definition of problems, and ways of seeking and implementing solutions are distorted” (3). They will think negatively about themselves and basically anything in their lives. Their perception is twisted in such a way that they believe their actions are pointless, their lives are worthless, and they will always feel this way. It seems only fitting that depression is the complex result of interactions between neurotransmitters, genetics, environmental factors and social situations.

Of course, this is to say nothing of anxiety’s role in depression. Frequently, depression and anxiety go hand in hand. The main forms of anxiety are generalized anxiety disorder (GAD), post-traumatic stress disorder (PTSD), obsessive-compulsive disorder (OCD), social phobia, and panic disorder. Generalized anxiety is not unbearable, just constantly present. Sufferers show signs of nervousness and anguish at the thought of seemingly innocuous triggers and in anticipation of certain events. About 30% of GAD patients also suffer from major depression.

PTSD develops as a result of a traumatic experience. A person with OCD has obsessive thoughts and must perform compulsive rituals so as to alleviate their anxiety. This can lead to major depression. Those with social phobia feel anxious when interacting with strangers. Out of those who suffer from major depression, 24-28% also have social phobia. Panic disorder is characterized by the fear of having a panic attack, whose symptoms include nausea, difficulty breathing, increased heart rate, shivering, tremors, chest pain, and feeling like one is dying. These symptoms may persist for hours. 10-30% of people suffering from panic attacks will also suffer from depression. Clearly, people with anxious disorders will also suffer from depressive disorders – “an estimated 60% of depressed people also suffer from severe anxiety states” (3). Does one cause the other or do they merely correlate?

Much like depression, anxiety can be a result of genetics, chemical imbalances, social and environmental factors. People suffering from anxiety can learn anxious behavior from their parents or might develop it as a result of a stressful home life. Personality traits similar to those of depression can also cause anxiety, such as low self-esteem. Low self-esteem is often an outcome of poor parenting and associated attachment issues. Also, certain medications can cause anxiety as a side effect, including some antidepressants, such as Wellbutrin.

As with depression, neurotransmitter deficiencies and dysfunctional activity can lead to anxiety disorders. Because serotonin is associated with impulse control, low levels of it can lead to the impulsiveness of certain anxiety disorders, such as panic disorder and OCD. The neurotransmitter noradrenaline can play a role in anxiety. The noradrenaline system and the sympathetic nervous system are activated under stressful situations – fight or flight situations -- and can therefore cause anxiety (3).

Even some of the same medications as depression are used to treat anxiety. This is no surprise since the two disorders are so closely related. SSRIs can be effective in combating anxiety because with increased levels of serotonin, a person is less impulsive and aggressive (3). For more intense forms of anxiety, however, stronger medications are required, usually in addition to an antidepressant. Most commonly prescribed is a class of psychoactive drugs called benzodiazepines, such as lorazepam or clonazepam. These medications are sedatives and muscle relaxants and are especially effective in treating panic disorder. Unlike depression, there are medications for anxiety that can provide relatively instant relief.

Since depressed people are less functional in society than people with anxiety, physicians generally focus on treating the depression first. However, “Longitudinal and epidemiological studies suggest that anxiety tends to precede depression in both adolescents and children and adults, raising the possibility that depression is in some sense secondary to anxiety. It may be that they share a common temperamental basis, such as emotionality” (4). It is possible that a person becomes depressed as a consequence of their anxiety. If one suffers from social phobia and is not treated for it, he or she is likely to develop distorted perceptions on how to deal with their anxiety, such as suicide. Negative and destructive thoughts resulting from anxiety can lead to depression.

Interestingly, from personal experience, anxiety and depression seem to occur opposite each other. When I am suffering a depressive episode, I have little anxiety, but when I am pulling out of a depression, my anxiety greatly increases. My anxiety came before my depression. I think that my anxiety played a major role in my initial depression. Since I had social anxiety, I couldn’t talk to people about it because that would make it worse. I wasn’t treated for it because I was too anxious to tell my parents and doctor. It became increasingly unbearable and I grew increasingly hopeless about my ability to function outside of my room. I wanted it to end so badly that I began having suicidal thoughts. My helplessness and hopelessness about the situation dropped me into a depression, which relieved some of my anxiety. However, now I am depressed for reasons unrelated to my anxiety, yet I still experience anxiety. There must be some underlying current running through both disorders, because the statistics on comorbidity of them scream that they are highly related. It is unclear as to whether depression is a function of anxiety or vice versa. While people often experience them together, usually the initial occurrences of the disorders are separate, like my experience.

So what are some of the ways they are related? It seems that depression is focused on sadness while anxiety is focused on fear – two seemingly distinct emotions, but research shows that the two emotions are strongly correlated in analyses of self-reports. These emotions are both categorized in the Negative Affect spectrum rather than the Positive Affect spectrum (5).

Sufferers of these affective disorders share cognition patterns. They have cognitive distortions, which lead to negative thinking. Both have irrational beliefs and overestimates. When depressed, a person perceives more negative events and fails to see positive events. An anxious person believes safe situations to be incredibly dangerous (5). Neither an anxious or depressed person has high self-esteem. Both find negative outcomes in many situations, and both frequently misinterpret events. Studies show that those with both depression and anxiety experience more negative automatic thoughts than those with one or the other disorder (5). If each disorder revolves around negative thoughts, then when combined, it follows that negative cognition would increase significantly.

Similar treatments can be used for anxiety and depression. Pharmacologically, SSRIs can work for both, as well as MAOIs. There are also many medications that are non-FDA approved to treat anxiety or depression, but are prescribed nevertheless. In therapy, one goal is to change one’s perceptions of various actions and their outcomes. For someone with anxiety, it may be that she believes everyone will harshly judge her for misreading a word out loud in class. Someone who is depressed may believe that all of her actions are meaningless and worthless. Behavior treatments are common to both, such as social skill training, with exposure procedures frequently used for anxiety, and reward-recognition techniques used for depression (5).

All of these similarities point in the direction of correlation between depression and anxiety, but there is no distinct, tangible link between the two. Something is happening in the unconscious of which the storyteller is not aware. When someone is depressed, their unconscious is not communicating with their storyteller, and so their storyteller must cycle through stories until it finds one that seems to make sense to all of the brain. Similarly, when someone experiences anxiety, they physically feel it and then become conscious of it. The unconscious perceives danger and sends the appropriate response to the body, but the storyteller is confused because there is no apparent danger. As with depression, the storyteller must create a story that fits symptoms. Both of these disorders seem to involve a disconnect between the storyteller and the unconscious.

While correlation is high between depression and anxiety according to many psychological self-report tests, researchers have yet to discover hard scientific evidence to prove the relation. The two overlap in many senses. Perhaps rather than being two separate disorders, they are simply variations of the same one.

Works Cited
1.     Berrios, German E. and Christopher M. Callahan. Reinventing Depression. New York: Oxford University Press, 2005.
2.    Brown, George W. and Tirril Harris. Social Origins of Depression. New York: The Free Press, 1978.
3.    Wasserman, Danuta. Depression: The Facts. New York: Oxford University Press, 2006.
4.    Goodyer, Ian M. Unipolar Depression: A Lifespan Perspective. New York: Oxford University Press, 2003.
5.    Kendall, Phillip C. and Rick E. Ingram, eds. Anxiety and Depression: Distinctive and Overlapping Features. San Diego: Academic Press, 1989.


Paul Grobstein's picture


"Both of these disorders seem to involve a disconnect between the storyteller and the unconscious"

As per "mental health as seen from the inside"? Makes one wonder what the pharmacological agents are doing when they work, no? And, indeed, whether depression/anxiety are "variations of the same [thing]."

jrlewis's picture

The connection between

The connection between anxiety and depression is interesting.  In this paper, you discussed the medical model and treatments for depression as opposed to your in class presentation which was more concerned with storyteller involvement.  I wonder what a characterization of the storyteller’s involvement in anxiety might look like?  How would it be similar to or different from depression? 

Could a state of anxiety be related to a more traditional predator-prey panic response?  The unconscious reacts quickly and decisively based on instincts, like a deer in the headlights.  The storyteller is not in control or generating coherent stories.  The resulting behavior is “aggressive, competitive, and more impulsive, but may also be fearful and inhibited.”  The storyteller is necessary for changing habits and thoughts.  Maybe the connection between anxiety and depression is attempts by the storyteller of an anxious person to reassert its self.  Repeated attempts could lead to an unresolved conflict between the storyteller and the unconscious manifested in depression.